Janice B Graham

Current Employers

Employment History

• 11/2002 → Present
  Graham & Associates Cpas Pc
  Canon City, CO
• 05/2016 → 09/2025
  Avantax Investment Services, Inc.
  Canon City, CO
• 03/2017 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Canon City, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Canon City, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-02-10 → 2025-09-05
  Avantax Advisory Services
  Canon City, CO
  Canon City, CO
  Dallas, TX

Other Businesses

1) Fiduciary Appointment-Trustee~831 Royal George Blvd #224~Canon City~CO~81212~1/13/2012~4hrs~4hrs~Determine needs and distributions with beneficiary, monitor investments, bank balances, and preparation of annual income tax return 2) Fiduciary Appointment-Trustee~831 Royal Gorge Blvd #224~Canon City~CO~81212~1/1/2012~2hrs~2hrs~I perform all duties for the trust including, investment decisions, banking, regular beneficiary distributions, tax compliance etc. 3) Graham & Associates CPAs PC~831 Royal Gorge Blvd, #224~Canon City~CO~81212~Tax Preparation/Accounting~President~11/1/2002~160hrs~120hrs~Provide accounting, bookkeeping, payroll and tax preparation services. 4) RYAN BUCKINGHAM-HERNANDEZ CONSERVATORSHIP POSITION: Conservator NATURE: Court Appointed Conservator for minor child Ryan Buckingham-Hernandez INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2011 ADDRESS: 831 Royal Gorge Blvd, Suite #215, Canon City CO 81212, United States DESCRIPTION: Oversee investment account. Current value approximately $36,000. This is a brokerage account. Financial Advisor is Clark Saenz with Avantax in Broomfield Colorado. Disburse funds for health, education or other necessary expenses. Report assets and expenditures annually to Fremont County Court. 5) EMMALEE BUCKINGHAM-HERNANDEZ CONSERVATORSHIP POSITION: Conservator NATURE: Court Appointed Conservator for minor child Emmalee Buckingham-Hernandez INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2011 ADDRESS: 831 Royal Gorge Blvd, Suite #215, Canon City CO 81212, United States DESCRIPTION: Oversee investment account. Current Value approximately $40,000. This is a brokerage account. Financial Advisor is Clark Saenz with Avantax in Broomfield, Colorado. Other duties include disburse funds for health, education, or other necessary expenses. Report assets and expenditures annually the District Court of Fremont County. 6) NAME OF OTHER BUSINESS: NOTARY SERVICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY START DATE: 8/31/2026 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2016-09-16