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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-04 |
Branch Locations
611 Greenwood Ave, Unit F, Canon City, CO 81212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Canon City | CO | 08/2015 | 09/2019 |
| Triumph Capital Management | Canon City | CO | 02/2016 | 03/2020 |
| Cetera Investment Advisers Llc | Canon City | CO | 08/2015 | 02/2020 |
| Cetera Advisor Networks Llc | Canon City | CO | 09/2019 | 02/2020 |
| Securities America, Inc. | Canon City | CO | 03/2020 | 03/2024 |
| Arbor Point Advisors | Canon City | CO | 03/2020 | 03/2024 |
| Lpl Financial | Canon City | CO | 03/2024 | Present |
1- 02/2024 / Konty Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 02/2024 / Insurance / Non-Variable Insurance / Investment Related / 40 hrs mth / 10 hrs during trading / Start date: 12/15/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-29 |
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