Best Investors Account Sign in

Minnampalli Elangomani Selvaraj

LPl Financial LLC

New Milford, CT

Southbury, CT

Southbury, CT

CRD 2039097

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-09-05
  • CT RA
    APPROVED
    Since 2023-09-05

Branch Locations

New Milford, CT • United States

1449 Old Waterbury Rd Ste 302, Southbury, CT 06488 • United States

1449 Old Waterbury Rd Ste 302, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Financial Services, Inc. New Milford CT 06/2001 11/2018
Royal Alliance Associates, Inc. Rocky Hill CT 11/2018 09/2023
Lpl Financial Llc Southbury CT 09/2023 Present
  • 06/2001 → 11/2018
    John Hancock Financial Services, Inc.
    New Milford, CT
  • 11/2018 → 09/2023
    Royal Alliance Associates, Inc.
    Rocky Hill, CT
  • 09/2023 → Present
    Southbury, CT
Previous Registrations
  • 2018-11-02 → 2023-09-11
    Rocky Hill, CT
  • 2002-06-06 → 2018-11-02
    Signator Investors, Inc.
    Rocky Hill, CT
    Rocky Hill, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-08
S63 Uniform Securities Agent State Law Examination 1996-05-22
  • S65 Uniform Investment Adviser Law Examination
    2002-05-08
  • S63 Uniform Securities Agent State Law Examination
    1996-05-22
Other Names
  • Raj Selvaraj

View on SEC IAPD

More in New Milford, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor