James Charles Mccarthy

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 02/2018
  Catering St. Louis
  St. Louis, MO
• 12/2014 → 02/2018
  Scottrade
  St. Louis, MO
• 02/2018 → 06/2024
  Td Ameritrade, Inc.
  St Louis, MO
• 02/2018 → 06/2024
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  St. Louis, MO

Previous Registrations

• 2018-02-27 → 2022-03-08
  Td Ameritrade, Inc.
  St Louis, MO
  St. Louis, MO
• 2018-02-26 → 2018-06-14
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 2017-01-24 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1) UBER | Investment Related:No|Travel/Transportation/Tourism|Driver|6/1/2017|Less than 20|0|Drive customers for UBER on weekends.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-24
• S63 Uniform Securities Agent State Law Examination
  1999-11-24

Other Names

• Jamie Charles Mccarthy
• James Charles Mccarthy
• James Charles Mccarthy
• Jamie Mccarthy