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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-12 |
| FL | RA | APPROVED | 2020-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Orlando | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 11/2016 | 01/2020 |
| Morgan Stanley | Orlando | FL | 04/2020 | Present |
Trust Investment-related Windermere Florida Trustee 10/13/2010 1 hour a month to review the monthly statements Trust Investment-related Windermere Florida Trustee 10/13/2010 1 hour a month to review the monthly statements *398611 - Trust; Trustee/Co-Trustee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Apr 1999; During Business Hours: 0; After Business Hours: 1. *400966 - Trust; Trustee/Co-Trustee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Apr 1999; During Business Hours: 1; After Business Hours: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-22 |
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