Jeffrey Bruce Horowitz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → 04/2024
  Lincoln Financial Advisors Corporation
  San Francisco, CA
• 04/2024 → Present
  Lpl Financial Llc
  San Francisco, CA

Previous Registrations

• 1997-12-19 → 2024-04-24
  Osaic Fa, Inc.
  San Francisco, CA
  San Francisco, CA

Other Businesses

1) 04/2024 - Horowitz Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 04/2024 - Horowitz Associates / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 3) 04/2024 - Non-Variable Insurance / Inv. Related / San Francisco, CA / Start date 11/01/1989 - 1 Hrs per month - 1 % Time Spent

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-05-29

Designations

• Certified Financial Planner

Other Names

• Jeff Horowitz
• Jeffrey B Horowitz
• Jeffrey Bruce Horowitz
• Jeffrey Horowitz