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James Edwin Clark

Pnc Wealth Management LLC

Washington, DC

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-08-16
DC RA APPROVED 2005-06-23
  • VA RA
    APPROVED
    Since 2016-08-16
  • DC RA
    APPROVED
    Since 2005-06-23

Branch Locations

1913 Massachusetts Avenue, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Washington DC 04/2005 Present
  • 04/2005 → Present
    Pnc Investments
    Washington, DC
Previous Registrations
  • 2003-11-19 → 2005-05-24
    Lpl Financial Llc
    Washington, DC
  • 2001-01-01 → 2003-11-24
    Riggs Securities Inc.
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-03
S63 Uniform Securities Agent State Law Examination 1990-03-09
  • S65 Uniform Investment Adviser Law Examination
    1999-06-03
  • S63 Uniform Securities Agent State Law Examination
    1990-03-09
Other Names
  • James E Clark

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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