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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| KS | RA | APPROVED | 1999-12-30 |
Branch Locations
4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States
Olathe, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Leawood | KS | 03/2008 | Present |
1) Name: Zimmerman Family Farm Address: Castleton Kansas no current mailing address. Business Description: management of business affairs regarding the farm. This is not a working farm annual rev $3,000 Business is not investment related Projected Start Date: 09/01/20 Capacity: Other Duties Performed: Renting the pasture ground, collecting rents, and general maintenance of the property Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-11 |
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