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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-15 |
| FL | RA | APPROVED | 2022-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Fort Walton Beach | FL | 01/2016 | 09/2022 |
| Cetera Investment Services Llc | St.CLoud | MN | 01/2016 | 09/2022 |
| Cetera Investment Advisers Llc | Fort Walton Beach | FL | 01/2016 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ft. Walton Beach | FL | 09/2022 | Present |
| Bank Of America N.A. | Fort Walton Beach | FL | 12/2022 | Present |
I*1143315, Entity Type: Entity For Profit, Name of OBA: The L T. C Collection, LLC., Address: Fort Walton Beach, Florida 32548, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 03/15/2023, No Hours: 5, No Hours during trading: 0, Duties: This is for a collections of my deceased brother's. There are publishing rights for an artist I expect to produce revenue at some time in the future.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-05-09 |
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