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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-10 |
| LA | RA | APPROVED | 2025-04-10 |
| TX | RA | APPROVED | 2025-03-27 |
Branch Locations
4481 Legendary Drive, Destin, FL 32541 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Destin | FL | 11/2006 | 03/2025 |
| Bank Of America, N.A. | Destin | FL | 12/2009 | 03/2025 |
| Newedge Securities, Llc | Pittsburgh | PA | 03/2025 | Present |
| Newedge Advisors | New Orleans | LA | 03/2025 | Present |
I*26083 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DESTIN CHARITY WINE AUCTION FOUNDATION (DCWAF) INVESTMENT RELATED: N ADDRESS OF BUSINESS: DESTIN, FLORIDA 32541 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/9/2009 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISORY BOARD MEMBER BENEFITING CHILDREN IN NEED I*102380 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 70 BAYHAVEN COURT RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: DESTIN, FLORIDA 32541 NATURE OF BUSINESS: OTHER, SELF OWNED PROPERTY POSITION, TITLE, ASSOCIATION: OTHER, HOMEOWNER START DATE OF RELATIONSHIP: 2/28/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: START RENTING OUT OLD PRIMARY RESIDENCE. PLAN TO HOLD IT FOR A FEW YEARS THEN SELL THE PROPERTY. I*87338 For profit or not for profit: Non-Profit Organization Name of outside business organization: Northwest Florida State College Investment related: N Address of business: Niceville, Florida 32578 Nature of business: Other,University Position, title, association: Other, adjunct professor Start date of relationship: 1/1/2011 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Adjunct Professor I*1479294 For profit or not for profit: Entity Governmental Name of outside business organization: Okaloosa County Schools Investment related: N Address of business: Destin, Florida, 32541, United States Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 10/1/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Boys Basketball Coach for the Destin Middle School, Coaching Middle School Basketball Team I*1498261 For profit or not for profit: Name of outside business organization: Destin Basketball Association Investment related: N Address of business: Destin, Florida, 32541 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 9/27/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Elevate the game of basketball in the Destin Community Ascension Sacred Heart Hospital - Non -Profit Health care Provider - 7800 US HWY 98 East, Miramar FL - Advisory Board Member - Monthly Borad meetings - 2 hours per month are devoted to this activity during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-27 |
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