Cathy Mcghee Buchanan

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → 06/2024
  Ameriprise Financial Services, Llc
  Sugar Land, TX
• 06/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 1999-01-08 → 2024-07-02
  Ameriprise Financial Services, Llc
  Sugar Land, TX
  Katy, TX
  Missouri City, TX

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/28/2024 2. METAM WEALTH ADVISORS, LLC, Three Sugar Creek Center Blvd, Ste 550, Sugar Land TX 77478, United States, 07/01/2025, Owner, DBA Name, NIR, 10 HR/MO - 0 HR/MO TRADING 3. MGA (MANAGING GENERAL AGENCY)/IMO, Ash Brokerage, 888 S. Harrison St., Suite 900, Fort Wayne IN 46802, United States, 05/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-17

Designations

• Certified Financial Planner

Other Names

• Cathy Mcghee Buchanan