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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-22 |
Branch Locations
Fort Worth, TX • United States
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 06/2004 | Present |
SOLE PROPRIETOR OF EMPLOYEE LEASING (PEO) - SALES REP FOR PAYROLL, 401K. 2 HRS PER MONTH DURING MKT HOURS. COSKREY & ASSOCIATES; INVESTMENT RELATED - NO; 2316 CARNATION AVE., FW, TX 76111; PBR BUCKING BULLS; OWNER; 07/2025; 0 HOURS PER MONTH; 0 DURING TRADING HOURS; WATCH THEM BUCK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-26 |
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