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Eric Dean Nomura

Rbc Securities, Inc

Torrance, CA

Los Angeles, CA

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Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-19
  • CA RA
    APPROVED
    Since 2022-12-19

Branch Locations

Torrance, CA • United States

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Glendale CA 04/2016 09/2022
City National Securities, Inc. Los Angeles CA 09/2022 Present
  • 04/2016 → 09/2022
    Unionbanc Investment Services
    Glendale, CA
  • 09/2022 → Present
    City National Securities, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17
Other Names
  • Eric Dean Nomura
  • Eric Nomura

View on SEC IAPD

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