Michael Gene Satterwhite

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 08/2019
  Nationa Planning Corporation
  Houston, TX
• 02/1990 → Present
  Satterwhite Associates
  Houston, TX
• 11/2017 → 08/2019
  Lpl Financial Llc
  Houston, TX
• 08/2019 → Present
  Royal Alliance Associates, Inc.
  Houston, TX

Previous Registrations

• 2017-11-29 → 2019-09-09
  Lpl Financial Llc
  Houston, TX
• 2001-01-29 → 2017-11-29
  National Planning Corporation
  Austin, TX
  Houston, TX

Other Businesses

1. MIKE G SATTERWHITE2 POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1998 ADDRESS: 820 Gessner, Suite 1780, HOUSTON TX 77024, United States DESCRIPTION: Very occassionally sell a fixed insurance product direct. Duties include determining product, amount needed, illustrations, paperwork processing, client meetings to discuss and ongoing management and review of insurance product issued. 2. DKA GROUP, INC. POSITION: Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/14/2003 ADDRESS: 820 Gessner, Suite 1780, HOUSTON TX 77024, United States DESCRIPTION: Owner of a corporation used solely as an employee leasing corporation to handle all payroll expenses for my 2 employees who work with me in my investment practice (i.e Mike Satterwhite, registered rep DBA Satterwhite Wealth Management Group). 3. SATTERWHITE WEALTH MANAGEMENT GROUP POSITION: Owner NATURE: DBA for the office/firm of Mike Satterwhite, Registered Rep. Mainly used on phone greeting, website, stationary business cards INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2013 ADDRESS: 820 Gessner, Suite 1780, HOUSTON TX 77024, United States DESCRIPTION: Mike Satterwhite, Registered Rep with Royal Alliance uses this DBA on phone greeting system, website, stationary, business cards etc. All investment related services performed as sole practitioner, Mike Satterwhite. This is DBA only. 4. MIKE SATTERWHITE POSITION: self - CPA NATURE: Have not prepared tax returns or provided any separate CPA services for many years. Maintain this designation to enhance and assist in working with and serving investment clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/14/1977 ADDRESS: 820 Gessner, Suite 1780, HOUSTON TX 77024, United States DESCRIPTION: See above. CPA is a designation mentioned on website, business cards, etc. CPA knowledge is a tool used to enhance and assist in working with and serving investment clients. I do not promote or practice any specific CPA-only services.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-03-19

Other Names

• Mike Satterwhite
• Michael Gene Satterwhite