Michael Richard Laliberte

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 09/2016
  Metlife Securities, Inc
  New York, NY
• 09/2016 → Present
  Cambridge Investment Research, Inc,
  Fairfield, IA
• 09/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-05-12 → 2016-09-09
  Msi Financial Services, Inc.
  East Providence, RI
  East Providence, RI
• 2006-01-30 → 2007-04-30
  Focal Point Advisors, Inc.
  Naples, FL
• 2005-10-19 → 2007-03-21
  Cambridge Investment Research Advisors, Inc.
  Naples, FL
  Greer, SC
  Naples, FL
• 2002-11-27 → 2004-07-28
  Keybanc Capital Markets Inc.
  Naples, FL

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 401 SW 38TH PLACE CAPE CORAL FL 33991, 12/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 100 HR/MO 100 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2016, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 40/TRADING 3) COASTAL FAMILY BUSINESS ADVISORS, 401 SW 38TH PLACE CAPE CORAL FL 33991, BUSINESS EXIT PLANNING CONSULTANT AND GROWTH ADVISOR, OWNER/CONSULTANT, 06/2020, NIR, 40 HR/MO 3 HR/MO TRADING 4) COASTAL FAMILY TAX ADVISORS, 1129 WHEATON OALS CT UNIT 2 WHEATON IL, 03/2022, NIR, OWNER, ACCOUNTING SERVICES, 10 HR/MO 10 HR/MO TRADING 5) COASTAL FAMILY WEALTH FOUNDATION, 401 SW 38TH PLACE CAPE CORAL FL 33991, 06/2022, MANAGING DIRECTOR, Manage the philanthropic directives in accordance with the provisions set forth by the Foundation with a mandate to help Eradicate entrepreneurial poverty, NIR, 10 HR/MO 5 HR/MO TRADING 6) COASTAL FAMILY WEALTH ADVISORS, 401 SW 38TH PLACE CAPE CORAL FL 33991, 03/2022, 1) Managing Director, 2) Financial Planner, 3) Portfolio Manager, Owner/Partner of a Business Entity, INV REL, 170 HR/MO 140 HR/MO TRADING 7) COASTAL FAMILY WEALTH ADVISORY, 401 SW 38TH PLACE CAPE CORAL FL 33991, NIR, 05/2022, CEO & CHAIRMAN OF THE BOARD OF DIRECTORS, 10 HR/MO 10 HR/MO TRADING 8) COASTAL FAMILY EDUCATIONAL ADVISORS LLC, 401 SW 38th Pl, Cape Coral FL 33991, 07/2025, Director, College Funding Planning, NIR, 40 HR/MO, 12 HR/MO TRADING. 9) KINGS PENINSULA HOMEOWNERS ASSOCIATION, 38333 Langlois Pl Leesburg FL 34788, 02/2026, Treasurer, Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2015-03-31
• S65 Uniform Investment Adviser Law Examination
  1995-10-12
• S63 Uniform Securities Agent State Law Examination
  1990-03-23