Gary Goldberg

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01
IL	RA	APPROVED	2011-01-04
MO	RA	APPROVED	2001-06-11

CO RA
APPROVED

Since 2025-01-01
IL RA
APPROVED

Since 2011-01-04
MO RA
APPROVED

Since 2001-06-11

Branch Locations

2055 Craigshire Dr Ste 410, St. Louis, MO 63146 • United States

4 Eagle Center Suite #3, O'FAllon, IL 62269 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed Insurance/Investmnts Sales	Belleville	IL	03/1989	Present
Centaurus Financial, Inc.	St. Louis	MO	11/1999	Present

03/1989 → Present

Self Employed Insurance/Investmnts Sales

Belleville, IL
11/1999 → Present

Centaurus Financial, Inc.

St. Louis, MO

Previous Registrations

1997-06-05 → 2006-12-31

Financial & Tax Strategies, Inc.
1997-06-05 → 2002-12-31

Financial & Tax Strategies, Inc.

St. Louis, MO

Other Businesses

1. OWNER OF RENTAL PROPERTY, O'FALLON, IL 62269, NON INVESTMENT RELATED, OWNER SINCE 1/1980 AND I SPEND APPROX. 2 HOURS PER MONTH ON THIS ACTIVITY, RENTAL PROPERTY MANAGEMENT. 2. COLLEGE, FINANCIAL & TAX STRATEGIES, INC., NON-INVESTMENT RELATED, 4 EAGLE CENTER, SUITE #3, O'FALLON, IL 62269, COLLEGE FINANCIAL AID ADVISE, PRESIDENT, SINCE 1/1/1992, DEVOTED TIME IS 5 HOURS A MONTH. 3. FINANCIAL & TAX STRATEGIES, INC. (F&TS, INC.), NON-INVESTMENT RELATED,4 EAGLE CENTER, SUITE #3, O'FALLON, IL 62269 , DBA, PRESIDENT, SINCE 3/1/1990, DEVOTED TIME IS 20 HOURS A MONTH. 4. REDWOOD TAX SPECIALISTS POSITION: Managing Director NATURE: Specialized tax advise & preparation. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 4 Eagle Center, Suite 3, O'Fallon IL 62269, United States DESCRIPTION: Specialized tax preparation and advise. 5. LAKEVIEW HOMEOWNERS ASSOCIATION POSITION: Board Director NATURE: Lake Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2005 ADDRESS: 2 Fox Run, O'Fallon IL 62269, United States DESCRIPTION: Board Director

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-06-05
S63	Uniform Securities Agent State Law Examination	1991-02-14

S65 Uniform Investment Adviser Law Examination

1997-06-05
S63 Uniform Securities Agent State Law Examination

1991-02-14

View on SEC IAPD