W. Kevin Kessler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  William Kevin Kessler
  Camarillo, CA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Camarillo, CA
• 11/2018 → 06/2024
  Royal Alliance Associates, Inc.
  Camarillo, CA
• 06/2024 → Present
  Lpl Financial
  Los Angeles, CA

Previous Registrations

• 2018-11-02 → 2024-06-05
  Osaic Wealth, Inc.
  Los Angeles, CA
  Nashville, TN
• 2017-06-26 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Camarillo, CA
  Gold River, CA
  Nashville, TN
• 2003-03-03 → 2004-04-13
  American General Financial Advisors, Inc.
  Glendale, CA
• 2003-01-28 → 2004-04-06
  Valic Financial Advisors, Inc.
  Glendale , CA

Other Businesses

1- 05/2024 / William Kevin Kessler / Non-Variable Insurance / Investment Related / 4 hrs mnth / 5 hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-26
• S63 Uniform Securities Agent State Law Examination
  1991-06-19

Other Names

• Kevin Kessler
• William Kevin Kessler
• W. Kevin Kessler