Francis Xavier Pisano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1982 → Present
  Hoffski & Pisano, Cpas
  Irvine, CA
• 07/2012 → Present
  Pinn Systems, Inc.
  Santa Ana, CA
• 11/2013 → 11/2017
  National Planning Corporation
  Santa Ana, CA
• 11/2017 → Present
  Lpl Financial Llc
  Santa Ana, CA

Previous Registrations

• 2013-11-25 → 2017-12-06
  National Planning Corporation
  Santa Ana, CA
  El Segundo, CA
• 2012-07-02 → 2013-12-03
  First Allied Advisory Services, Inc.
  Santa Ana, CA
• 2009-08-27 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Santa Ana, CA
• 2003-08-18 → 2009-08-27
  Mutual Service Corporation
  Santa Ana, CA
• 1999-04-06 → 2003-06-23
  Money Concepts Capital Corp
  Costa Mesa, CA

Other Businesses

1. 11/29/2017 - No Business Name - Not Investment Related - Real Estate Rental. 2. 11/29/2017 - Excalibur Laundries, Inc - Not Investment Related - Santa Ana, CA - Other - CFO/Owner - Start Date 1/1/1991 - 5 Hours Per Month/0 Hours During Securities Trading. 3. 11/29/2017 - Pinn Systems, Inc - Not Investment Related - Santa Ana, CA - Other - Secretary/Treasurer/Co-owner - Start Date 7/1/2012 - 50 Hours Per Month/0 Hours During Securities Trading. 4. 11/29/2017 - Hoffski & Pisano, CPAs - Investment Related - Santa Ana, CA - Tax Prep/Accounting/CPA - President - Start Date 12/1/1982 - 100 Hours Per Month/100 Hours During Securities Trading - 50 Percent of Time Spent - CPA. 5. 11/29/2017 - Meritage Wealth Management - Investment Related - Santa Ana, CA - DBA for LPL Business (entity for LPL business) - Owner - Start Date 1/1/1999 - 50 Hours Per Month/4 Hours During Securities Trading. 6. 11/29/2017 - Trask Development, LLC - Not Investment Related - Santa Ana, CA - Real Estate Rental - Ownership in a warehouse. 7. 11/29/2017 - Lorjen Investments, LLC - Not Investment Related - Canyon, CA - Real Estate Rental - Landlord - Start Date 2010 - 1 Hour Per Month/0 Hours During Securities Trading. 8. 11/29/2017 - Pisano & Hoffski - Not Investment Related - Santa Ana, CA - Other - Practicing Attorney - Start Date 12/1/1982 - 100 Hours Per Month/100 Hours During Securities Trading. 9. 6/12/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 10. 10/22/2019 - Capistrano Fruit & Veg, Inc. - Not investment related - Business Owner - start date:01/01/2017 - 0 hrs/mo - 0 hrs during trading - Owner.

Exams

• S66 Uniform Combined State Law Examination
  1998-09-15

Other Names

• Frank Pisano
• Frank Pisano
• Frank Pisano