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Tammi Lee Boyd

Raymond James & Associates, Inc.

Laguna Niguel, CA

Newport Beach, CA

CRD 2037266

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-24
CA RA APPROVED 2023-09-28
  • TX RA
    APPROVED
    Since 2025-09-24
  • CA RA
    APPROVED
    Since 2023-09-28

Branch Locations

Laguna Niguel, CA • United States

620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mission Viejo CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mission Viejo CA 11/2016 09/2023
Raymond James & Associates Newport Beach CA 09/2023 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mission Viejo, CA
  • 11/2016 → 09/2023
    Wells Fargo Clearing Services, Llc
    Mission Viejo, CA
  • 09/2023 → Present
    Raymond James & Associates
    Newport Beach, CA
Previous Registrations
  • 2003-07-01 → 2023-10-05
    Wells Fargo Clearing Services, Llc
    Newport Beach, CA
    Newport Beach, CA
    Mission Viejo, CA
  • 2003-01-28 → 2003-07-01
    Prudential Equity Group, Llc
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-05
  • S66 Uniform Combined State Law Examination
    2002-06-05

View on SEC IAPD

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