Mark Douglas Ray

Employer firm

Onedigital CRD 106766

$155B regulatory AUM 175 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 07/2021
  Kestra Financial Services, Inc.
  Austin, TX
• 07/2021 → Present
  Onedigital Investment Advisors Llc
  Overland Park, KS
• 07/2021 → 10/2022
  Triad Advisors
  Norcross, GA

Previous Registrations

• 2016-04-18 → 2021-07-12
  Kestra Advisory Services, Llc
  Sacramento, CA
• 2006-09-26 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX
  Sacramento, CA
• 2005-09-20 → 2006-09-28
  Northwestern Mutual Investment Services, Llc
  Sacramento, CA
  Sacramento, CA

Other Businesses

1) Mark D Ray Sole Proprietorship DBA Praxis Consulting; not investment related; 1231 I Street, Suite 301, Sacramento, CA 95814; dba; owner; 6/20/1988;1 hr/month; 1 hr during trading 2) Empire Village Board of Directors; not investment related; Gold River, CA 95670; CFO; Treasurer; 2/1/2021; 2 hrs/month devoted; 0 during trading; HOA treasurer approving expenses of the association 3) 1231 I Street, Suite 301 LLC; investment related; 1231 I Street, Suite 301, Sacramento, CA 95814; Single Member LLC; Owner; Landlord; 1/9/2009; 1 hour/month devoted; 0 during trading; single member ownership of commercial real estate office rented to OneDigital. 4) Fixed insurance sales and service; investment related; 1231 I Street, Suite 301, Sacramento, CA 95814; sales and service of non-variable insurance products; agent; 11/12/2021; 4 hrs/month; 1 hr during trading; sales and service of non-variable insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-19
• S63 Uniform Securities Agent State Law Examination
  1990-12-18

Other Names

• Mark Ray