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James Carter Boone

Raymond James & Associates, Inc.

San Antonio, TX

Boerne, TX

CRD 2036840

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-07
  • TX RA
    APPROVED
    Since 2020-05-07

Branch Locations

San Antonio, TX • United States

116 West Blanco Road, #204, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Boerne TX 02/2013 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-12
  • S63 Uniform Securities Agent State Law Examination
    1992-08-12
Other Names
  • James C Boone

View on SEC IAPD

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