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Audra E Almeida

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Jacksonville, FL

Waxhaw, NC

CRD 2036539

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-03-08
  • NC RA
    APPROVED
    Since 2011-03-08

Branch Locations

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2010 Present
Previous Registrations
  • 2008-01-01 → 2010-07-29
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
  • 2004-04-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Charlotte, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-14
S63 Uniform Securities Agent State Law Examination 2001-11-20
  • S66 Uniform Combined State Law Examination
    2004-04-14
  • S63 Uniform Securities Agent State Law Examination
    2001-11-20
Other Names
  • Audra Elizabeth Litton
  • Audra Elizabeth Andrews
  • Audra Elizabeth Litton
  • Audra Elizabeth Andrews
  • Audra Elizabeth Almeida

View on SEC IAPD

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Nearby Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
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Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

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