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Audra E Almeida

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Jacksonville, FL

Waxhaw, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-03-08
  • NC RA
    APPROVED
    Since 2011-03-08

Branch Locations

620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2010 Present
Previous Registrations
  • 2008-01-01 → 2010-07-29
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Charlotte, NC
  • 2004-04-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlotte, NC
    Charlotte, NC
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-14
S63 Uniform Securities Agent State Law Examination 2001-11-20
  • S66 Uniform Combined State Law Examination
    2004-04-14
  • S63 Uniform Securities Agent State Law Examination
    2001-11-20
Other Names
  • Audra Elizabeth Litton
  • Audra Elizabeth Andrews
  • Audra Elizabeth Litton
  • Audra Elizabeth Andrews
  • Audra Elizabeth Almeida

View on SEC IAPD

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