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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WI RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

9109 W Drexel Ave, Franklin, WI 53132 • United States

4333 S 27Th St, Greenfield, WI 53221 • United States

4015 S Howell Ave, Milwaukee, WI 53207 • United States

5434 S 76Th St, Greendale, WI 53129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Greendale WI 03/2010 02/2026
U.S. Bancorp Advisors, Llc Greendale WI 02/2026 Present
Previous Registrations
  • 2010-03-31 → 2026-02-13
    Saint Paul, MN
    Greendale, WI
    Muskego, WI
    New Berlin, WI
    Franklin, WI
    Greenfield, WI
    Milwaukee, WI
  • 2009-11-13 → 2010-04-01
    Cudahy, WI
    Thiensville, WI
    Milwaukee, WI
    Milwaukee, WI
    Greendale, WI
    Milwaukee, WI
    Milwaukee, WI
  • 2008-01-18 → 2009-11-13
    Natcity Investments, Inc.
    Thiensville, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    South Lyon, MI
    Cudahy, WI
    Milwaukee, WI
    Milwaukee, WI
    Greendale, WI
  • 2005-03-01 → 2008-01-31
    Invest Financial Corporation
    Greendale, WI
    West Allis, WI
    West Allis, WI
    Germantown, WI
    Menomonee Falls, WI
    Thiensville, WI
    Oak Creek, WI
    Milwaukee, WI
    Hartford, WI
    Milwaukee, WI
    Waukesha, WI
    West Bend, WI
    Kewaskum, WI
    Greendale, WI
    Lake Geneva, WI
    New Berlin, WI
    Muskego, WI
    Cudahy, WI
    Waukesha, WI
  • 2001-05-15 → 2006-12-11
    Vision Asset Management Inc
    Greendale, WI
Other Businesses

1.) Basilica of St. Josaphat Church; Not Investment-related; Milwaukee, WI; Religious; Finance Committee Member; 2002; 2 Hours/Month; 0 Hours/Trading; Assist Pastor with any and all financial matters of the church. 2.) Conventual Franciscans Friars of St. Bonaventure Province; Not Investment-related; Chicago, IL; Religious; Finance Committee Member; 06/2024; 3 Hours/Month; 0 Hours/Trading; Give advice on financial matters.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-26
S63 Uniform Securities Agent State Law Examination 1990-03-14
  • S65 Uniform Investment Adviser Law Examination
    1999-08-26
  • S63 Uniform Securities Agent State Law Examination
    1990-03-14

View on SEC IAPD

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