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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-05-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2016 | 09/2018 |
| Columbia Credit Union | Vancouver | WA | 09/2018 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 09/2018 | 05/2025 |
| Lpl Financial Llc | Vancouver | WA | 05/2025 | Present |
1) 05/15/2025 - Columbia Invest and Insure - Inv. Related - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Columbia Invest and Insure - At reported business locations - Start Date:29-APR-25 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-26 |
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