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1 Ferry Building Suite 201, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-03-28 |
Branch Locations
1 Ferry Building Suite 201, San Francisco, CA 94111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Francisco | CA | 11/2015 | 10/2016 |
| Us Capital Wealth Management, Llc | San Francisco | CA | 11/2016 | Present |
| Us Capital Global Wealth Management Llc. | 555 Montgomery St. Suite 501 | CA | 01/2019 | Present |
| Us Capital Global Advisors Llc | San Francisco | CA | 01/2017 | Present |
US Capital Global Wealth Management, LLC; It is investment related. 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111; SEC Registered Investment Advisor; Vice President; Start Date 1/2019; Spend approximately 40 hours a month total, and approximately 40 hours during market trading hours; offer investment consulting and investment management services to clients. Title: Principal; Managing Director and Partner Mr. Villarreal has been engaged in an outside business activity since 11/17/2016, US Capital Wealth Management, LLC (USCWM). USCWM is the predecessor investment advisory firm to US Capital Global Wealth Management LLC (USCGWM). The firms current address is 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111. Mr. Villarreal is acting as an investment advisor, duties include financial account management. Mr. Villarreal spend time as needed, this is estimated to be 8 hours a day during market hours. US Capital Global Partners, LLC; 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111. 11/2016-Present. CA licensed broker-lender. Senior Vice President; Preform due diligence on companies; approximately 120 hours a month, approximately 100 hours during securities trading day. US Capital Global Advisors, LLC; 1 Ferry Plaza, Ste. 201 San Francisco, CA 94111. Non investment-related. 4/2018-Present; Employee; Payroll agent for work performed at US Capital Global Partners, LLC. No hours a month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-05 |
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