Best Investors
Account
Sign in
Best Investors
Account
Sign in
155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-13 |
| AZ | RA | APPROVED | 2013-03-11 |
Branch Locations
155 E Rivulon Blvd Suite 304, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seros Financial Llc | Tempe | AZ | 02/2013 | Present |
| United Planners' Financial Services | Scottsdale | AZ | 06/2013 | Present |
| Wilcock Financial Llc | Tempe | AZ | 01/2013 | Present |
| Wilcock Financial Llc | Tempe | AZ | 01/2013 | Present |
1.) SEROS FINANCIAL LLC - IAR - REGISTERED INVESTMENT ADVISOR - TEMPE, AZ - SINCE 07/2013 - INVESTMENT RELATED 2.) WILCOCK FINANCIAL LLC - MEMBER - NON-VARIABLE INSURANCE - TEMPE, AZ - SINCE 01/2013 - INVESTMENT RELATED 3.) SEROS FINANCIAL - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - TEMPE, AZ - SINCE 08/2022 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-19 |
Reach out to this advisor