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Seth Hal Cushman

Charles Schwab & Co., Inc.

Austin, TX

Chesterfield, VA

CRD 2034870

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-15
VA RA APPROVED 2013-12-26
  • TX RA
    APPROVED_RES
    Since 2023-03-15
  • VA RA
    APPROVED
    Since 2013-12-26

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chesterfield VA 10/1995 Present
Charles Schwab Bank, Ssb Richmond VA 02/2005 03/2020
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-23
S63 Uniform Securities Agent State Law Examination 1991-07-30
  • S65 Uniform Investment Adviser Law Examination
    1993-04-23
  • S63 Uniform Securities Agent State Law Examination
    1991-07-30
Other Names
  • Seth Cushman

View on SEC IAPD

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