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Centaurus Financial, Inc. CRD 30833
$9.74B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-21 |
| NC | RA | APPROVED | 2021-02-23 |
| AL | RA | APPROVED | 2020-04-28 |
| SC | RA | APPROVED | 2020-01-07 |
| GA | RA | APPROVED | 2005-04-29 |
Branch Locations
Seven Dunwoody Park Suite #121, Atlanta, GA 30338 • United States
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Orange | CA | 04/2001 | Present |
1. ATLANTIC INTERNATIONAL COMPANY OF GA POSITION: VP NATURE: Sales of Health Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 03/01/1994 ADDRESS: 7 Dunwoody Park, Ste. 121, Atlanta GA 30338, United States DESCRIPTION: Sales of health insurance. 2. WOLF RIVER EXPRESS POSITION: member NATURE: Semi-Tractor Trailer hauling of refrigerated goods Company is currently going through a Chapter 11 Reorganization to restructure their debt. Plan is to have it completed within 6 months. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/19/2018 ADDRESS: 310 Mann Dr, Piperton TN 38017, United States DESCRIPTION: Investing money to help start business for my cousin
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-15 |
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