Donald Roy Payne

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 05/2018
  M Holdings Securities , Inc.
  Portland, OR
• 03/2016 → 05/2018
  Mbl Advisors
  Charlotte, NC
• 10/2018 → 03/2020
  Kestra Financial, Inc.
  Palm Beach Gardens, FL
• 10/2018 → 12/2021
  Flah & Company
  Palm Beach Gardens, FL
• 06/2018 → 09/2018
  Donald R. Payne, Jr., Clu, Chfc, Cfp
  Charlotte, NC
• 03/2020 → 12/2021
  Lion Street Financial
  Palm Beach Gardens, FL
• 03/2020 → 12/2021
  Lion Street Advisors
  Palm Beach Gardens, FL
• 12/2022 → Present
  Highland Capital Brokerage
  Birmingham, AL
• 04/2022 → 11/2022
  Prudent Insurance, Llc
  Wesst Palm Beach, FL
• 12/2021 → 04/2022
  Unemployed
  Palm Beach Gardens, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Birmingham, AL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Birmingham, AL

Previous Registrations

• 2023-02-10 → 2024-06-14
  Securities America Advisors, Inc.
  Birmingham, AL
• 2020-04-13 → 2021-12-20
  Lion Street Advisors, Llc
  Palm Beach Gardens, FL
  Austin, TX
• 2018-10-24 → 2020-03-28
  Kestra Advisory Services, Llc
  Palm Beach Gardens, FL
  Austin, TX
• 2016-03-10 → 2018-05-31
  M Holdings Securities, Inc.
  Charlotte, NC
• 2005-04-28 → 2016-03-04
  Kestra Investment Services, Llc
  High Point, NC
  Burlington, NC
  Whitsett, NC
  Greensboro, NC
  Greensboro, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-26
• S63 Uniform Securities Agent State Law Examination
  1990-04-27

Designations

• Certified Financial Planner

Other Names

• Don Payne
• Donald Roy Payne
• Donald Roy Payne