Dory Alan Wiley

Current Employers

Employment History

• 03/2007 → Present
  Commerce Street Capital, Llc
  Dallas, TX

Other Businesses

Dory A. Wiley is President & CEO of Commerce Street Holdings, LLC, the holding company for Commerce Street Capital, LLC, a FINRA member broker dealer and Commerce Street Investment Advisor, LLC, an SEC-registered investment advisor ("RIA"). Mr. Wiley leads the day-to-day activities of the broker dealer and the RIA. He is a general securities principal of the broker dealer and an investment adviser representative of the RIA. The RIA currently advises retirement plans, separate accounts, and private equity funds in a fiduciary capacity. Of the three private equity funds currently advised by the RIA, Mr. Wiley is a principal of each fund's general partner ("GP") and the GP's associated entity whether formed as a limited partnership or limited liability company. A full listing of the private equity fund advised by Commerce Street Investment Advisors can be found at the SEC's Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov. Mr. Wiley also serves on the board of a number of non-investment related charitable and civic organizations.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-28
• S63 Uniform Securities Agent State Law Examination
  1990-03-15