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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-17
PA RA APPROVED 2020-09-02
  • TX RA
    APPROVED_RES
    Since 2022-11-17
  • PA RA
    APPROVED
    Since 2020-09-02

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Philadelphia PA 05/2016 08/2020
Jpmorgan Chase Bank, N.A. Philadelphia PA 08/2020 Present
J.P. Morgan Securities Llc Philadelphia PA 08/2020 Present
  • 05/2016 → 08/2020
    Sanford C. Bernstein & Co., Llc
    Philadelphia, PA
  • 08/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Philadelphia, PA
  • 08/2020 → Present
    Philadelphia, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-29
  • S66 Uniform Combined State Law Examination
    2005-11-29
Other Names
  • Robert Francis Hart

View on SEC IAPD

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