James Michael Piotrowski

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

820 S Pike Rd Ste 100 Suite 100, Sarver, PA 16055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Sarver	PA	07/1992	11/2024
Prudential Insurance Company Of America	Sarver	PA	08/1992	Present
Lpl Enterprise, Llc	Sarver	PA	11/2024	Present

07/1992 → 11/2024

Pruco Securities, Llc.

Sarver, PA
08/1992 → Present

Prudential Insurance Company Of America

Sarver, PA
11/2024 → Present

Lpl Enterprise, Llc

Sarver, PA

Previous Registrations

2017-09-07 → 2024-11-14

Pruco Securities, Llc.

Wexford, PA

Wexford, PA

Canonsburg, PA

Sarver, PA

Vandergrift, PA

Other Businesses

1) 12/11/2025-Liberty Mutual-Advisor-Property and Casualty-Inv Related-At Sarver, PA-Start date 08/10/1992-1hrs/mth-1hrs/mth during trading 2) 01/06/2026-Liberty Mutual-Agent-Non-Variable Insurance Commission Trails-Inv Related-At Sarver, PA-Start date 08/08/1992-

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-16
S63	Uniform Securities Agent State Law Examination	1990-04-27

S65 Uniform Investment Adviser Law Examination

2017-08-16
S63 Uniform Securities Agent State Law Examination

1990-04-27

Other Names

James M Piotrowski
James Michael Piofrowski

View on SEC IAPD