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Dorothy Ann Murdock

Cetera Investment Advisers LLC

Barrington, IL

CRD 2033644

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-28
  • IL RA
    APPROVED
    Since 2025-01-28

Branch Locations

Barrington, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securites Llc Deerfield IL 09/2017 03/2018
New York Life Insurance Co Deerfield IL 07/2016 03/2018
Mass Mutual Life Insurance Co Chicago IL 04/2018 12/2024
Mml Investors Services, Llc Chicago IL 05/2018 12/2024
Cetera Advisors Llc St Cloud MN 01/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Unemployed Barrington IL 03/2018 04/2018
Selah Ridge Wealth Barrington IL 10/2025 Present
  • 09/2017 → 03/2018
    Nylife Securites Llc
    Deerfield, IL
  • 07/2016 → 03/2018
    New York Life Insurance Co
    Deerfield, IL
  • 04/2018 → 12/2024
    Mass Mutual Life Insurance Co
    Chicago, IL
  • 05/2018 → 12/2024
    Chicago, IL
  • 01/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2025 → Present
    Schaumburg, IL
  • 03/2018 → 04/2018
    Unemployed
    Barrington, IL
  • 10/2025 → Present
    Selah Ridge Wealth
    Barrington, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/1989 APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, WEALTH MANAGEMENT, LIFE INSURANCE, FINANCIAL PLANNING. 3. NAME OF OTHER BUSINESS: HEALTHCARE SOLUTIONS TEAM INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 5/2024 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: SALE OF HEALTH INSURANCE, INCLUDING MEDICARE 4. NAME OF OTHER BUSINESS: SELAH RIDGE WEALTH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: Selah Ridge Health INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/7/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 0.25, APX NUMBER OF HOURS DURING TRADING HOURS: 0.25, BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-12
S63 Uniform Securities Agent State Law Examination 2018-10-12
  • S65 Uniform Investment Adviser Law Examination
    2020-10-12
  • S63 Uniform Securities Agent State Law Examination
    2018-10-12
Other Names
  • Dorothy Ann Gorton

View on SEC IAPD

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