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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-04-16
  • MD RA
    APPROVED
    Since 2021-04-16

Branch Locations

305 Washington Avenue Suite 504, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Inc. Hunt Valley MD 01/2014 04/2021
Raymond James Financial Services Advisors, Inc. Towson MD 04/2021 Present
Raymond James Financial Services, Inc. Towson MD 04/2021 Present
Seahawk Investments Llc Towson MD 03/2022 Present
  • 01/2014 → 04/2021
    Wells Fargo Clearing Services, Inc.
    Hunt Valley, MD
  • 04/2021 → Present
    Towson, MD
  • 04/2021 → Present
    Raymond James Financial Services, Inc.
    Towson, MD
  • 03/2022 → Present
    Seahawk Investments Llc
    Towson, MD
Previous Registrations
Other Businesses

(1)Name of Business: Seahawk Investments LLC Address: 501 Washington Ave, Towson, MD, 21204-4740, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 03/14/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is only a checking account to pay office and business expenses. Per my accountant for tax reasons.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-03-04
S63 Uniform Securities Agent State Law Examination 1990-04-05
  • S65 Uniform Investment Adviser Law Examination
    1991-03-04
  • S63 Uniform Securities Agent State Law Examination
    1990-04-05
Other Names
  • John Joseph Darlington
  • John Joseph Darlington
  • John J Darlington

View on SEC IAPD

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