Douglas John Almeida

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 09/2019
  Summit Brokerage Services Inc
  Coral Springs, FL
• 04/2010 → 05/2020
  Summit Financial Group Inc
  Coral Springs, FL
• 09/2019 → 05/2020
  Cetera Advisor Networks Llc
  Coral Springs, FL
• 05/2020 → Present
  Lpl Financial Llc
  Coral Springs, FL

Previous Registrations

• 2010-09-15 → 2020-05-18
  Summit Financial Group Inc
  Coral Springs, FL
• 2007-10-22 → 2010-05-04
  Wells Fargo Clearing Services, Llc
  Miramar, FL
  Miramar, FL
  Pembroke Pines, FL
  Pembroke Pines, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
• 2005-02-16 → 2007-11-01
  Ifmg Securities, Inc.
  North Miami, FL
  Sunny Isles Beach, FL
  Miami Beach, FL
  Miami Beach, FL
  Hallandale, FL
  Hollywood, FL
  Wilton Manors, FL
  Aventura, FL
  Hallandale, FL
  Ft. Lauderdale, FL
  Aventura, FL

Other Businesses

1. 5/18/2020 - Charter Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/18/2020 - TADDA PRODUCTIONS & ADVISORY - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 5/1/2010 - Time Spent 10% - Perform stand up comedy across the country as well as acting. 3. 7/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 5/1/2010 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - Selling Life and fixed annuities. 4. 01/31/2026 - TADDA PRODUCTIONS & ADVISORY - Outside/W-2 Employment - Not Investment Related - Home Based - Start Date 05/01/2020- 25 hours per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-08-12
• S65 Uniform Investment Adviser Law Examination
  2005-02-08