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Tonya Rice

Rbc Capital Markets, LLC

Clearfield, UT

Salt Lake City, UT

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-01
UT RA APPROVED 2026-06-30
  • TX RA
    APPROVED_RES
    Since 2026-07-01
  • UT RA
    APPROVED
    Since 2026-06-30

Branch Locations

Clearfield, UT • United States

1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Salt Lake City UT 10/2014 06/2026
Rbc Capital Markets, Llc Salt Lake City UT 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-12
S63 Uniform Securities Agent State Law Examination 2009-08-03
  • S66 Uniform Combined State Law Examination
    2013-12-12
  • S63 Uniform Securities Agent State Law Examination
    2009-08-03
Other Names
  • Tonya El Farissi
  • Tonya Ferrin
  • Tonya Ferrin
  • Tonya Burton

View on SEC IAPD

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