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Richard Michael Czerniak

Prince Asset Management, Inc.

Sarasota, FL

CRD 2032774

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Employer firm

Prince Asset Management, Inc. CRD 141567

$138M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Prince Asset Management, Inc.

2033 Main Street Suite 303, Sarasota, FL 34237 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1998-03-18
  • FL RA
    APPROVED
    Since 1998-03-18

Branch Locations

2033 Main Street Suite 303, Sarasota, FL 34237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prince Asset Mgmt. Inc Sarasota FL 03/1998 Present
  • 03/1998 → Present
    Prince Asset Mgmt. Inc
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-02
S63 Uniform Securities Agent State Law Examination 1990-04-10
  • S65 Uniform Investment Adviser Law Examination
    1998-03-02
  • S63 Uniform Securities Agent State Law Examination
    1990-04-10

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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