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Lisa Salines-Mondello

Cetera Investment Advisers LLC

Wilmington, NC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-04
  • NC RA
    APPROVED
    Since 2024-09-04

Branch Locations

219 Racine Dr Suite A-1, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salines-Mondello Law Firm, Pc Wilmington NC 04/2009 Present
Cetera Advisors, Llc St Cloud MN 09/2024 Present
Cetera Investment Advisers, Llc Schaumburg IL 09/2024 Present
  • 04/2009 → Present
    Salines-Mondello Law Firm, Pc
    Wilmington, NC
  • 09/2024 → Present
    Cetera Advisors, Llc
    St Cloud, MN
  • 09/2024 → Present
    Cetera Investment Advisers, Llc
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-03
S63 Uniform Securities Agent State Law Examination 1990-04-19
  • S65 Uniform Investment Adviser Law Examination
    2024-06-03
  • S63 Uniform Securities Agent State Law Examination
    1990-04-19
Other Names
  • Lisa Maria Salines
  • Lisa Maria Salines-Mondello

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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