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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-03 |
| PA | RA | APPROVED | 2020-01-13 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | King Of Prussia | PA | 08/2012 | Present |
| Private Advisor Group, Llc | King Of Prussia | PA | 09/2012 | 01/2020 |
| The Philadelphia Group | King Of Prussia | PA | 09/2012 | 05/2019 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | Present |
1. 9/18/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/01/2019 - 160 Hours Per Month During Securities Trading. 2. 1/24/2020 - Independence Square Holdings, LLC - DBA: (Hybrid) Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2019 - 160 Hours Per Month During Securities Trading - Provides Investment advice for a fee. 3. 1/24/2020 - Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/01/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/4/2021 - Independence Square Advisors, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/15/2020 - 10 Hours Per Month During Securities Trading - Sales and service of fixed life, health, disability, LTC insurance and fixed annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-26 |
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