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William Alan Altneu

LPl Financial LLC

Tarrytown, NY

CRD 2032560

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

Tarrytown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret Grant New York NY 01/2004 07/2025
Lpl Financial Llc Tarrytown NY 07/2025 Present
  • 01/2004 → 07/2025
    Cadaret Grant
    New York, NY
  • 07/2025 → Present
    Lpl Financial Llc
    Tarrytown, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    New York, NY
    Tarrytown, NY
    New York, NY
Other Businesses

1. 07/2025 - William Altneu - Non-Variable Insurance - Tarrytown, NY - INV REL - Start Date 07/05/1989 - 100hrs/mth | 100hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-05-01
  • S63 Uniform Securities Agent State Law Examination
    1990-05-01

View on SEC IAPD

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