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Victor John Puglio

Wells Fargo Clearing Services, LLC

Mountain Lakes, NJ

Sparta, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-02-05
  • NJ RA
    APPROVED
    Since 2016-02-05

Branch Locations

333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States

Sparta, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayne NJ 02/2016 11/2016
Wells Fargo Clearing Services, Llc Wayne NJ 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-03
S63 Uniform Securities Agent State Law Examination 1990-05-11
  • S65 Uniform Investment Adviser Law Examination
    2004-05-03
  • S63 Uniform Securities Agent State Law Examination
    1990-05-11

View on SEC IAPD

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