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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-07-02 |
Branch Locations
8755 West Higgins Rd Ste 250, Chicago, IL 60631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Seiwert Cpa | Park Ridge | IL | 05/2001 | 11/2018 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2004 | Present |
| Seiwert Financial Services, Inc | Park Ridge | IL | 11/2012 | Present |
1) NAME OF OTHER BUSINESS: SEIWERT & ASSOCIATES, CPAS, P.C. ; INVESTMENT RELATED: NO ; ADDRESS: 8955 W HIGGINS RD, SUITE 250, CHICAGO, IL, 60631 ; NATURE OF BUSINESS: ACCOUNTING & TAX SERVICES ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING & TAX SERVICES ; 2) SEIWERT FINANCIAL SERVICES, NOT INV REL, PRESIDENT, 4H/WK, SINCE 06/2001: 3)SEIWERT FINANCIAL SERVICES, INC; INV-REL; PARK RIDGE, IL; PRESIDENT; FINANCIAL SERVICES INVESTMENT AND INSURANCE; START DATE 11/2012; 5HRS/MNTH DURING SECURITY TRADING HRS: 4)NAME OF OTHER BUSINESS: WEICHERT REALTORS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 06/2017 ; POSITION/TITLE/RELATIONSHIP: BROKER ASSOCIATE APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH BUYING AND/ OR SELLING HOMES ; 5) NAME OF OTHER BUSINESS: PAUL SEIWERT FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS NON-REGISTERED LOCATION ; NATURE OF BUSINESS: FOUNDATION ; START DATE: 11/2008 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ASSIST KIDS WITH CANCER ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-05 |
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