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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-07-02
  • IL RA
    APPROVED
    Since 2004-07-02

Branch Locations

8755 West Higgins Rd Ste 250, Chicago, IL 60631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Seiwert Cpa Park Ridge IL 05/2001 11/2018
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2004 Present
Seiwert Financial Services, Inc Park Ridge IL 11/2012 Present
  • 05/2001 → 11/2018
    Thomas Seiwert Cpa
    Park Ridge, IL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2004 → Present
    Schaumburg, IL
  • 11/2012 → Present
    Seiwert Financial Services, Inc
    Park Ridge, IL
Previous Registrations
  • 2002-01-28 → 2004-07-02
    Genworth Financial Planning Corporation
    Chicago, IL
Other Businesses

1) NAME OF OTHER BUSINESS: SEIWERT & ASSOCIATES, CPAS, P.C. ; INVESTMENT RELATED: NO ; ADDRESS: 8955 W HIGGINS RD, SUITE 250, CHICAGO, IL, 60631 ; NATURE OF BUSINESS: ACCOUNTING & TAX SERVICES ; START DATE: 06/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING & TAX SERVICES ; 2) SEIWERT FINANCIAL SERVICES, NOT INV REL, PRESIDENT, 4H/WK, SINCE 06/2001: 3)SEIWERT FINANCIAL SERVICES, INC; INV-REL; PARK RIDGE, IL; PRESIDENT; FINANCIAL SERVICES INVESTMENT AND INSURANCE; START DATE 11/2012; 5HRS/MNTH DURING SECURITY TRADING HRS: 4)NAME OF OTHER BUSINESS: WEICHERT REALTORS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 06/2017 ; POSITION/TITLE/RELATIONSHIP: BROKER ASSOCIATE APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: ASSIST CLIENTS WITH BUYING AND/ OR SELLING HOMES ; 5) NAME OF OTHER BUSINESS: PAUL SEIWERT FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS NON-REGISTERED LOCATION ; NATURE OF BUSINESS: FOUNDATION ; START DATE: 11/2008 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ASSIST KIDS WITH CANCER ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-28
S63 Uniform Securities Agent State Law Examination 1991-06-05
  • S65 Uniform Investment Adviser Law Examination
    2001-11-28
  • S63 Uniform Securities Agent State Law Examination
    1991-06-05
Designations
Other Names
  • Thomas Charles Seiwert
  • Thomas Charles Seiwert
  • Thomas L Seiwert

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