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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-26 |
| CT | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED | 2022-04-27 |
Branch Locations
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | White Plains | NY | 07/2007 | 04/2022 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 04/2022 | Present |
TRUSTEE FOR PARENTS TRUST; INV. RELATED; WEST HARRISON, NY START 4/2015; 10 HRS PER MONTH; 1 HR DURING TRADING. DAMBRO CAPITAL INC, INV RELATED, OLD GREENWICH, CT, 100% OWNERSHIP, START 5/25/2022, 200 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. JOHN CALABRA LODGE ORDER OF SONS AND DAUGHTERS OF ITALY, INV RELATED, YONKERS, NY, TREASURER, START 3/14/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, COLLECTING DUES AND MAKING DEPOSITS. DAMBRO GP, LLC; INV RELATED; WEST HARRISON, NY; 90% OWNERSHIP; START: 12/13/2024; 2 HOURS A MONTH; 0 HOURS DURING TRADING; MERCHANT AGREEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-23 |
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