Richard Paul Sturm

Current Employers

Employment History

• 01/1996 → Present
  Self Employed
  Seal Beach, CA
• 01/1997 → 11/2017
  National Planning Corporation
  Seal Beach, CA
• 11/2017 → Present
  Lpl Financial Llc
  Seal Beach, CA
• 05/2022 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2001-09-26 → 2017-11-29
  National Planning Corporation
  Seal Beach, CA
  Bakersfield, CA
  Lakewood, CA
  Bakersfield, CA

Other Businesses

1. 11/29/2017 - Sturm Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - LIFE, DISABILITY, FIXED ANNUITIES. 2. 11/29/2017 - Pension Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month/160 Hours During Securities Trading. 3. 11/29/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - 2 Hours Per Month/0 Hours During Securities Trading - Motivational Speaker/Educator 4. 06/23/2023 - New Edge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/02/2022 - 160 Hours Per Month/ 6 Hours During Securities Trading - I provide investment advisory services through New Edge Advisors, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 03/11/2024 - CBV, LLC - Inv Related - Big Bear Lake, CA - Real Estate Rental - Started: 1/1/2024 - 2 Hrs/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-23
• S63 Uniform Securities Agent State Law Examination
  1991-06-07