Brian Timothy Leclercq

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-09
IL	RA	APPROVED	2023-06-29

TX RA
APPROVED_RES

Since 2024-07-09
IL RA
APPROVED

Since 2023-06-29

Branch Locations

Oswego, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2009-12-10 → 2013-09-03

Walnut Street Securities, Inc.

Cincinnati, OH

Oswego, IL
2009-11-13 → 2009-12-11

Pnc Wealth Management Llc

Oswego, IL
2000-06-15 → 2009-11-13

Natcity Investments, Inc.

Peoria, IL

Oswego, IL

Aurora, IL

Other Businesses

1. INDEPENDENT INSURANCE AGENT (FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG TERM CARE MEDICARE RELATED PRODUCTS) FROM BUSINESS ADDRESS FOR 9 HRS/WK DURING SECURITIES TRADING HRS SINCE 01/2010 2. NAME OF OTHER BUSINESS: OSWEGOLAND HERITAGE ASSOCIATION INVESTMENT RELATED: NO, ADDRESS: 72 POLK ST., OSWEGO, IL, 60543 NATURE OF BUSINESS: NON-PROFIT, START DATE: 08/01/21, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: VOTE ON DISPLAYS, ACTIVITIES, AND FUNDS FOR HERITAGE PROGRAMS; 3. NAME OF OTHER BUSINESS: OSWEGO TOWNSHIP, INVESTMENT RELATED: NO, ADDRESS: 99 BOULDER HILL PASS, MONTGOMERY, IL 60538, NATURE OF BUSINESS: CIVIC, START DATE: 05/2025, POSITION/TITLE/RELATIONSHIP: SUPERVISOR, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OVERSEE BUDGET FOR TOWNSHIP, ASSESSOR AND HIGHWAY DEPARTMENTS. ACT AS EX OFFICIO TREASURER FOR THE CEMETERY BOARD;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-05-10
S63	Uniform Securities Agent State Law Examination	1990-11-26

S65 Uniform Investment Adviser Law Examination

2000-05-10
S63 Uniform Securities Agent State Law Examination

1990-11-26

View on SEC IAPD