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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-12-11 |
| VT | RA | APPROVED | 2023-08-03 |
Branch Locations
1255 South Willow Street 2Nd Floor, Manchester, NH 03103 • United States
111 Main Street, Burlington, VT 05401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Colchester | VT | 01/2015 | 11/2017 |
| Mml Investors Services, Llc | Colchester | VT | 03/2017 | 11/2017 |
| Horace Mann Companies | Springfield | IL | 11/2017 | 07/2023 |
| Horace Mann Investors, Inc | Springfield | IL | 01/2018 | 07/2023 |
| Td Bank N.A. | Burlington | VT | 07/2023 | Present |
| Td Private Client Wealth Llc | Burlington | VT | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 1998-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-05 |
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