Andrew Donaghy Quinn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-12
MA	RA	APPROVED	2006-09-05

TX RA
APPROVED_RES

Since 2026-06-12
MA RA
APPROVED

Since 2006-09-05

Branch Locations

100 Slade'S Ferry Ave, Somerset, MA 02726 • United States

275 B New State Hwy, Raynham, MA 02767 • United States

768 Robeson St, Fall River, MA 02720 • United States

1400 Fall River Ave., Seekonk, MA 02771 • United States

855 Brayton Ave, Fall River, MA 02721 • United States

75 Hutteleston Ave, Fairhaven, MA 02719 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Somerset	MA	08/2006	Present

08/2006 → Present

Lpl Financial Llc

Somerset, MA

Previous Registrations

2004-10-20 → 2006-08-17

Banc Of America Investment Services, Inc.

N Bedford, MA

East Freetown, MA

Fairhaven, MA

New Bedford, MA
2004-06-09 → 2004-10-20

Quick & Reilly, Inc.

Bedford, MA

Other Businesses

1. 8/29/2006 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SALE & SERVICES OF FIXED INSURANCE PRODUCTS - LIFE & FIXED ANNUITIES - WITH SAVINGS BANK LIFE INSURANCE CO (SBLI) - 5% TIME SPENT. 2. 6/16/2009 - ROCKLAND TRUST FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION. 3. 6/13/2011 - CAPITAS FINANCIAL - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - Selling insurance and LTC through the Smith Companies Ltd., Capitas Financial - 5% TIME SPENT. 4. 3/20/2012 - ROCKLAND TRUST INVESTMENT MANAGEMENT GROUP - Financial Institution Duty - INV REL - AT REPORTED BUSINESS LOCATION - THE FA WILL MANAGE BOTH LPL FINANCIAL ACCOUNTS AND ACT AS A RELATIONSHIP MANAGER AND/OR BUSINESS DEVELOPMENT OFFICER FOR THE TRUST/WEALTH MANAGEMENT DEPARTMENT OF ROCKLAND TRUST'S TRUST/WEALTH MANAGEMENT GROUP - TIME SPENT 25%. 5. 4/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/16/2018 - 15 Hours Per Month/5 Hours During Securities Trading. 6. 05/03/2019 - RT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/3/2019. 7. 3/8/2023 - BSMG - Investment - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 02/02/2023 - 5 Hours Per Month/2 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-06-24
S63	Uniform Securities Agent State Law Examination	1990-03-21

S65 Uniform Investment Adviser Law Examination

2004-06-24
S63 Uniform Securities Agent State Law Examination

1990-03-21

View on SEC IAPD