Matthew S Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 10/2019
  Ameriprise Financial Services, Inc.
  Grand Blanc, MI
• 10/2009 → 10/2019
  Ameriprise Financial Services, Inc.
  Livonia, MI
• 10/2019 → Present
  Lpl Financial, Llc
  Fenton, MI

Previous Registrations

• 2010-09-28 → 2019-10-15
  Ameriprise Financial Services, Llc
  Livonia, MI
  Grand Blanc, MI
  Bloomfield Hills, MI
• 1999-08-27 → 2005-12-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
  Bloomfield Hills, MI

Other Businesses

1. 05/01/2003 - LOST CREEK WOODS, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 0%/ GOULD CITY, MI 2. 10/11/2019 - BROWN FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ FENTON MI

Exams

• S66 Uniform Combined State Law Examination
  2010-08-26
• S65 Uniform Investment Adviser Law Examination
  1994-01-06
• S63 Uniform Securities Agent State Law Examination
  1991-07-03

Other Names

• Matthew Scott Brown