Best Investors
Account
Sign in
Best Investors
Account
Sign in
One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-07 |
| PA | RA | APPROVED | 2024-01-22 |
Branch Locations
421 Troy Schenectady Rd, Latham, NY 12110 • United States
675 3Rd Ave 9Th Floor, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Beirne Wealth Consulting Services, Llc | Milford | CT | 01/2014 | 12/2016 |
| Lpl Financial Llc | Allentown | PA | 12/2016 | 06/2017 |
| Private Advisor Group, Llc | Morristown | NJ | 01/2017 | 06/2017 |
| Cuso Financial Services, Lp | San Diego | CA | 06/2017 | 11/2017 |
| Stifel Nicolaus & Co Inc | Center Valley | PA | 11/2017 | 07/2018 |
| New York Life Insurance Co. | Scranton | PA | 07/2018 | 06/2022 |
| Nylife Securities Llc | Scranton | PA | 07/2018 | 06/2022 |
| Eagle Strategies Llc | Forty Fort | PA | 07/2018 | 06/2022 |
| Blu Door Financial | Forty Fort | PA | 11/2018 | 06/2022 |
| Guardian Life Insurance Company | Allentown | PA | 07/2022 | 01/2024 |
| Park Avenue Securities | Allentown | PA | 07/2022 | 01/2024 |
| National Life | New York | NY | 01/2024 | Present |
| Equity Services Inc | Montpelier | VT | 01/2024 | Present |
*THOROUGHBRED ADVISORS,423 CAROLINA AVENUE, WHITEHALL, PA 18052,INV REL,DURING TRD/HRS,ONGOING,INSURANCE,AGENT,100%.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 1992-07-09 |
Reach out to this advisor