John Scott Morgan

Current Employers

Mountain View Strategic Wealth, Llc

200 North Drive I.PArk Suite 103, Hopewell Junction, NY 12533 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-29
TX	RA	APPROVED_RES	2020-06-05

NY RA
APPROVED

Since 2021-11-29
TX RA
APPROVED_RES

Since 2020-06-05

Branch Locations

200 North Drive I.PArk Suite 103, Hopewell Junction, NY 12533 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Marshall & Sterling Wealth Advisors, Inc.	Poughekkpsie	NY	04/2012	05/2018
Mountain View Strategic Wealth, Llc	Hopewell Junction	NY	06/2018	Present
Sowell Management	North Little Rock	AR	06/2018	11/2021

04/2012 → 05/2018

Marshall & Sterling Wealth Advisors, Inc.

Poughekkpsie, NY
06/2018 → Present

Mountain View Strategic Wealth, Llc

Hopewell Junction, NY
06/2018 → 11/2021

Sowell Management

North Little Rock, AR

Previous Registrations

2012-06-27 → 2018-06-29

Marshall + Sterling Wealth Advisors, Inc.

Poughkeepsie, NY

Other Businesses

John S. Morgan serves as a volunteer Board of Education Trustee of the Wappingers Central School District; Board of Education meetings are generally held in the evening, outside of securities trading hours. John S. Morgan serves as a volunteer on the Board of Directors of the Dutchess County - Poughkeepsie Land Bank; Board of Directors meetings are generally held in the evening, outside of securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-08

S65 Uniform Investment Adviser Law Examination

2012-05-08

View on SEC IAPD